registered representative การใช้

• Exceptions are made only for registered representatives of major new media organizations.
• The "'registered representative for a securities broker, known as a dealer member.
• A registered representative and their clients rarely read a prospectus.
• Together, the bank will have 225 registered representatives, in the top 15 among banks.
• Since early 2006, he has been registered representative for Cigna and Aetna insurance companies.
• He was not a registered representative with any securities exchange.
• Quest CE services broker-dealers, registered representatives, and investment advisers.
• Other employees generally must be registered representatives, unless they have only clerical or ministerial responsibilities.
• Most FINRA examinations are divided into two categories : Registered Representative and Registered Principal levels.
• Doley Securities employs a total of six registered representatives in New York and New Orleans.
• "We don't want to get into how the client pays the registered representative for advice ."
• Registered Representative NYSE . Associate with sales team in London marketing US products to Scandinavian institutions.
• The firm's chief stock trader and 11 of its registered representatives were also named in the indictment.
• Fixed annuities are regulated by state insurance departments and sold through insurance agents, banks, or registered representatives.
• Lalli wrote in a letter to the editor of Registered Representative magazine, where Fischer's study first appeared.
• You have to have a fee structure that compensates the firms and registered representatives who sell our funds.
• He is also licensed as a registered representative by the Financial Industry Regulatory Authority as an insurance agent.
• More than 460 non-governmental organizations have registered representatives to attend the meeting so far, al-Manea said . str-wp / db
• It is a violation of securities regulations for a registered representative to distribute a green sheet outside their dealer firm.
• Money used mystery shoppers in its survey, while Registered Representative and Oppenheimer used telephone interviews of clients who work with advisers.