registered security การใช้

• The other employees who pleaded guilty all acted as registered securities brokers.
• The REIT has $ 207 million of previously registered securities that remain unsold.
• Morgan Stanley has about $ 540 million of previously registered securities that remain unsold.
• The legal impact of dematerialisation differs in relation to bearer and registered securities respectively.
• The reit and partnership have $ 136 million of previously registered securities that remain unsold.
• The newly registered securities may include senior or subordinated debt securities, the filing said.
• A registered direct is similar to a PIPE but is instead sold as a registered security.
• The number of registered security companies with gun permits is presently in excess of 3, 000.
• The sole exception will be to accounts held by registered securities brokerage firms in individuals'names.
• Once registered, the security will take priority over all subsequently registered security and any unregistered security.
• Olde has a sales force of about 1, 200 registered securities representatives in 181 offices across the United States.
• Richardson said that requirement is a measure of net worth applicable to a registered securities broker-dealer such as Sunpoint.
• The SEC has the permanent legal authority to collect a fee equal to one-50th of the value of registered securities.
• The Capital Markets segment primarily operates as a registered securities broker dealer, a residential mortgage loan manager and a commercial mortgage loan originator.
• James M . McConnell, the SEC's executive director, said companies registered securities at five times the pace of an average day.
• On the contrary, section 1 ( 1 ) provides that that registered securities  may be transferred by means of an instrument under hand.
• United Properties Ltd . plans to sell hotel suites through a registered securities sale, offering investors an unusual way to bet on the lodging industry.
• In combination with previously registered securities, the Hartford, Connecticut-based insurer can now raise as much as $ 2 billion through the sale of debt.